Head of Legal & Compliance, PIMCO Investments LLC
Company: PIMCO
Location: New York
Type: Full-time
Posted: 2026-06-08
About this role
PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients’ capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating complex debt markets. Our flexible capital base and deep relationships with issuers have helped us become one of the world’s largest providers of traditional and nontraditional solutions for companies that need financing and investors who seek strong risk-adjusted returns.
Since 1971, our people have shaped our organization through a high-performance inclusive culture, in which we celebrate diverse thinking. We invest in our people and strive to imprint our CORE values of Collaboration, Openness, Responsibility and Excellence. We believe each of us is here to help others succeed and this has led to PIMCO being recognized as an innovator, industry thought leader and trusted advisor to our clients.
Position Overview
PIMCO is seeking an exceptional, forward-thinking Senior Vice President to lead Legal and Compliance for our broker-dealer, PIMCO Investments LLC (“PI”). PI is responsible for the distribution of our U.S. registered and private funds.
As the Head of Legal and Compliance for PI, you will lead both the legal and regulatory compliance framework governing PI’s broker-dealer and distribution activities, with a primary focus on FINRA compliance, supervision, and distribution-related regulatory obligations.
You will join a highly collaborative, high-performing team and become a key partner in shaping the firm’s distribution platform. In this position, you will work closely with attorneys and compliance professionals to deliver sophisticated, end-to-end legal and regulatory support, with a strong emphasis on broker-dealer compliance program design, supervisory structures, and ongoing regulatory oversight.
You will oversee PI’s compliance functions for FINRA and broker-dealer regulatory matters, acting as the primary point o...