Head of Legal & Compliance, PIMCO Investments
Company: PIMCO
Location: New York
Type: Full-time
Posted: 2026-03-23
About this role
PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients’ capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating complex debt markets. Our flexible capital base and deep relationships with issuers have helped us become one of the world’s largest providers of traditional and nontraditional solutions for companies that need financing and investors who seek strong risk-adjusted returns.
Since 1971, our people have shaped our organization through a high-performance inclusive culture, in which we celebrate diverse thinking. We invest in our people and strive to imprint our CORE values of Collaboration, Openness, Responsibility and Excellence. We believe each of us is here to help others succeed and this has led to PIMCO being recognized as an innovator, industry thought leader and trusted advisor to our clients.
Position Overview
PIMCO is seeking an exceptional, forwardthinking Senior Vice President to lead Legal and Compliance for our limitedpurpose brokerdealer, PIMCO Investments LLC (“PI”). PI drives the distribution of our U.S. registered and private funds, and this role sits at the center of that engine. As the Head of Legal and Compliance, you will join a highly collaborative, highperforming team and become a key partner in shaping the firm’s distribution platform. In this position, you’ll work closely with attorneys and compliance professionals to deliver sophisticated, endtoend legal and regulatory support. You will partner with PI’s Chief Compliance Officer in engaging with FINRA and related regulatory matters and will take the lead in drafting, reviewing, and negotiating a broad array of fundrelated agreements—from intermediary and fund participation agreements to ETF authorized participant arrangements and contracts with essential service providers.
As a trusted strategic advisor across the firm—including Operations, Compliance, Glo...